SEC Form 4 · accession 0001179110-18-005887
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Marie Grijalva
Officer — Chief Merchandise Officer
Period of report
Jun 9, 2016
Accepted (ET)
Apr 26, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2016 | F | 141 | $8.68 | D | 241 | D | |
| Common StockF2 | May 20, 2017 | F | 241 | $7.98 | D | 560 | D | |
| Common StockF3 | Jun 9, 2017 | F | 141 | $6.57 | D | 801 | D | |
| Common Stock | Apr 24, 2018 | M | 8,311 | $6.00 | A | 15,036 | D | |
| Common Stock | Apr 24, 2018 | S | 8,311 | $20.00 | D | 6,725 | D | |
| Common Stock | Apr 25, 2018 | M | 10,495 | $6.00 | A | 17,220 | D | |
| Common Stock | Apr 25, 2018 | S | 10,495 | $20.00 | D | 6,725 | D | |
| Common Stock | Apr 26, 2018 | M | 20,444 | $6.00 | A | 27,169 | D | |
| Common Stock | Apr 26, 2018 | S | 20,444 | $20.00 | D | 6,725 | D | |
| Common StockF4 | holding | — | — | — | 5,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF6 | $6.00 | Apr 24, 2018 | M | 8,311 | D | — | Jan 27, 2022 | Common Stock | 8,311 | 50,564 | D |
| OptionsF6 | $6.00 | Apr 25, 2018 | M | 10,495 | D | — | Jan 27, 2022 | Common Stock | 10,495 | 40,069 | D |
| OptionsF6 | $6.00 | Apr 26, 2018 | M | 20,444 | D | — | Jan 27, 2022 | Common Stock | 20,444 | 19,625 | D |
Explanation of responses
- F1On June 9, 2016, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $8.68 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2016, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- F2On May 20, 2017, in connection with the vesting of shares underlying 560 previously disclosed restricted stock units, the issuer withheld 241 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $7.98 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- F3On June 9, 2017, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $6.57 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- F4Consists of the number of shares of common stock underlying previously disclosed restricted stock units held by the reporting person as of April 26, 2018 that remain subject to time-based vesting.
- F5The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F6The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.