SEC Form 4 · accession 0001179110-18-003534
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Marie Grijalva
Officer — Chief Merchandise Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 12,387 | $2.00 | A | 19,635 | D | |
| Common Stock | Mar 1, 2018 | S | 12,387 | $18.50 | D | 7,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $2.00 | Mar 1, 2018 | M | 12,387 | D | — | Jan 27, 2022 | Common Stock | 12,387 | 26,863 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.