SEC Form 4 · accession 0001179110-18-000993
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Bettinelli
Director
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2018 | S | 9,089 | $17.25 | D | 0 | D | |
| Common Stock | Jan 17, 2018 | M | 12,658 | $4.00 | A | 12,658 | D | |
| Common Stock | Jan 17, 2018 | S | 12,658 | $17.25 | D | 0 | D | |
| Common Stock | Jan 17, 2018 | M | 29,445 | $2.00 | A | 29,445 | D | |
| Common Stock | Jan 17, 2018 | S | 29,445 | $17.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $4.00 | Jan 17, 2018 | M | 12,658 | D | — | Jan 27, 2022 | Common Stock | 12,658 | 6,972 | D |
| OptionsF2 | $2.00 | Jan 17, 2018 | M | 29,445 | D | — | Jan 27, 2022 | Common Stock | 29,445 | 0 | D |
Explanation of responses
- F1Reflects the sale of shares of common stock in the secondary offering of common stock of Boot Barn Holdings, Inc. that priced on January 17, 2018 and is expected to close on January 22, 2018.
- F2The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.