SEC Form 4 · accession 0001104659-15-045763
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Marie Grijalva
Officer — Chief Merchandising Officer
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | M | 19,250 | $4.00 | A | 19,250 | D | |
| Common Stock | Jun 15, 2015 | S | 19,250 | $30.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $4.00 | Jun 15, 2015 | M | 19,250 | D | — | Jan 27, 2022 | Common Stock | 19,250 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The Options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and presently exercisable.