SEC Form 4 · accession 0001104659-15-044667
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Marie Grijalva
Officer — Chief Merchandising Officer
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 19,625 | $2.00 | A | 19,625 | D | |
| Common Stock | Jun 8, 2015 | S | 19,625 | $28.6059 | D | 0 | D | |
| Common Stock | Jun 9, 2015 | A | 1,908 | $0.00 | A | 1,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3 | $2.00 | Jun 8, 2015 | M | 19,625 | D | — | Jan 27, 2022 | Common Stock | 19,625 | 39,250 | D |
| OptionsF4 | $28.82 | Jun 9, 2015 | A | 14,313 | A | — | Jun 9, 2023 | Common Stock | 14,313 | 14,313 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Consists of shares underlying restricted stock units granted under the Company's 2014 Equity Incentive Plan, subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
- F3The Options were granted under the Company's 2011 Equity Incentive Plan. 19,625 of the Options vested and became exercisable on January 27,2015, all of which were exercised on June 8, 2015. 19,625 of the remainder of the Options will become exercisable on each of January 27, 2016 and January 27, 2017.
- F4The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.