SEC Form 4 · accession 0001104659-15-043779
Boot Barn Holdings, Inc. · BOOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Grant Conroy
Officer — President and CEO · Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 59,790 | $5.47 | A | 59,790 | D | |
| Common Stock | Jun 3, 2015 | S | 59,790 | $26.1773 | D | 0 | D | |
| Common Stock | Jun 3, 2015 | M | 3,210 | $7.47 | A | 3,210 | D | |
| Common Stock | Jun 3, 2015 | S | 3,210 | $26.1773 | D | 0 | D | |
| Common Stock | Jun 4, 2015 | M | 31,500 | $7.47 | A | 31,500 | D | |
| Common Stock | Jun 4, 2015 | S | 31,500 | $25.6469 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2 | $5.47 | Jun 3, 2015 | M | 59,790 | D | — | Dec 20, 2022 | Common Stock | 59,790 | 179,370 | D |
| OptionsF3 | $7.47 | Jun 3, 2015 | M | 3,210 | D | — | Dec 20, 2022 | Common Stock | 3,210 | 56,580 | D |
| OptionsF3 | $7.47 | Jun 4, 2015 | M | 31,500 | D | — | Dec 20, 2022 | Common Stock | 31,500 | 25,080 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The Options were granted under the Company's 2011 Equity Incentive Plan. 59,790 of the Options vested and became exercisable on December 20, 2014, all of which are were exercised on June 3, 2015. 59,790 of the remainder of the Options will become exercisable on each of December 20, 2015, December 20, 2016 and December 20, 2017.
- F3The Options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and presently exercisable.