SEC Form 4 · accession 0001209191-19-006454
New Senior Investment Group Inc. · SNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Givens
Officer — Chief Executive Officer · Director
Period of report
Jan 1, 2019
Accepted (ET)
Feb 1, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2019 | A | 485,437 | $0.00 | A | 501,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.12 | Jan 1, 2019 | A | 2,000,000 | A | — | Jan 1, 2029 | Common Stock | 2,000,000 | 2,000,000 | D |
Explanation of responses
- F1The Options vest in three equal annual installments starting on January 1, 2020, subject to continued employment with the Issuer.