SEC Form 4 · accession 0001209191-15-068687
New Senior Investment Group Inc. · SNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley R Edens
Director
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2,F3 | Aug 27, 2015 | P | 117,475 | $11.292 | A | 117,475 | I | Wesley R. Edens 2012 GRAT Family Trust |
| Common Stock, par value $0.01 per shareF4,F3 | Aug 28, 2015 | P | 82,525 | $11.4577 | A | 200,000 | I | Wesley R. Edens 2012 GRAT Family Trust |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 72,727 | I | WRE 2012 Trust LLC | |
| Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 172,848 | I | See Footnote | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 487,281 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in the open market.
- F2The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $11.19 to $11.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $11.31 to $11.61. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5These securities are held by Fortress Operating Entity I LP ("FOE I"). Wesley R. Edens does not personally own these securities. However, by virtue of his relationship to FOE I as described below, Mr. Edens may be deemed to be a beneficial owner of these securities. Mr. Edens disclaims such beneficial ownership except to the extent of his pecuniary interest in these securities. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly-owned subsidiary of Fortress Investment Group LLC. Mr. Edens is a principal and co-chairman of the board of directors of, and a shareholder in, Fortress Investment Group LLC.