SEC Form 4 · accession 0001618897-18-000001
Diplomat Pharmacy, Inc. · DPLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip R Hagerman
Director · 10% Owner
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Sep 11, 2018 | S | 57,500 | $19.2055 | D | 3,842,591 | I | The JH GST Trust |
| Common StockF4,F1 | Sep 12, 2018 | S | 109,845 | $19.1075 | D | 3,732,746 | I | The JH GST Trust |
| Common StockF5,F1 | Sep 13, 2018 | S | 42,022 | $18.7804 | D | 3,690,724 | I | The JH GST Trust |
| Common StockF1 | holding | — | — | — | 1,330,099 | I | Philip R. Hagerman Revocable Trust | |
| Common StockF2 | holding | — | — | — | 3,391,609 | I | 2007 Hagerman Family Trust GST | |
| Common StockF2 | holding | — | — | — | 1,475,876 | I | 2013 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 1,475,876 | I | 2013 Irrev. Exempt Trust for Son | |
| Common StockF1 | holding | — | — | — | 1,075,293 | I | 2013 Irrev. Exempt Trust for Daughter | |
| Common StockF1 | holding | — | — | — | 1,311,292 | I | 2013 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Son | |
| Common StockF2 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Daughter | |
| Common StockF1 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust For Daughter | |
| Common StockF1 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 417,528 | I | Jocelyn Hagerman Living Trust | |
| Common StockF1 | holding | — | — | — | 263,500 | I | JH Marital Trust | |
| Common StockF2 | holding | — | — | — | 272,000 | I | PH Marital Trust | |
| Common Stock | holding | — | — | — | 394,910 | I | Irrevocable Trust for Son | |
| Common Stock | holding | — | — | — | 394,910 | I | Irrevocable Trust for Daughter | |
| Common Stock | holding | — | — | — | 367,256 | I | Irrevocable Non-Exempt Trust for Son | |
| Common Stock | holding | — | — | — | 367,256 | I | Irrevocable Non-Exempt Trust for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are indirectly owned by Mr. Hagerman as the trustee of the Philip R. Hagerman Revocable Trust, The JH GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, and the JH Marital Trust.
- F2Jocelyn Hagerman is Mr. Hagerman's wife. These shares are indirectly owned by her as a trustee of the 2007 Hagerman Family GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Jocelyn Hagerman Living Trust, and the PH Marital Trust.
- F3The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $18.72 to $19.64. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $18.76 to $19.38. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $18.61 to $19.30. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.