SEC Form 4 · accession 0001596771-18-000028
Diplomat Pharmacy, Inc. · DPLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip R Hagerman
Director · 10% Owner
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2018 | S | 169,657 | $20.65 | D | 1,330,099 | I | Philip R. Hagerman Revocable Trust |
| Common StockF3 | Mar 9, 2018 | S | 500,000 | $20.65 | D | 3,391,609 | I | 2007 Hagerman Family GST |
| Common StockF2 | Mar 9, 2018 | S | 550,000 | $20.65 | D | 3,900,091 | I | The JH GST Trust |
| Common StockF3 | Mar 9, 2018 | S | 75,000 | $20.65 | D | 1,475,876 | I | 2013 Irrev. Exempt Trust for Daughter |
| Common StockF3 | Mar 9, 2018 | S | 75,000 | $20.65 | D | 1,475,876 | I | 2013 Irrev. Exempt Trust for Son |
| Common StockF2 | Mar 9, 2018 | S | 140,000 | $20.65 | D | 1,075,293 | I | 2013 Irrev. Exempt Trust for Daughter |
| Common StockF2 | Mar 9, 2018 | S | 60,000 | $20.65 | D | 1,311,292 | I | 2013 Irrev. Exempt Trust for Daughter |
| Common StockF3 | Mar 9, 2018 | S | 279,131 | $20.65 | D | 417,528 | I | Jocelyn Hagerman Living Trust |
| Common StockF2 | Mar 9, 2018 | S | 301,212 | $20.65 | D | 0 | I | Philip R. Hagerman Living Trust |
| Common StockF1 | holding | — | — | — | 7,519 | D | ||
| Common StockF3 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Son | |
| Common StockF3 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 313,337 | I | 2014 Irrev. Exempt Trust for Daughter | |
| Common StockF2 | holding | — | — | — | 263,500 | I | JH Marital Trust | |
| Common StockF3 | holding | — | — | — | 272,000 | I | PH Marital Trust | |
| Common Stock | holding | — | — | — | 394,910 | I | Irrevocable Trust for Son | |
| Common Stock | holding | — | — | — | 394,910 | I | Irrevocable Trust for Daughter | |
| Common Stock | holding | — | — | — | 367,256 | I | Irrevocable Non-Exempt Trust for Son | |
| Common Stock | holding | — | — | — | 367,256 | I | Irrevocable Non-Exempt Trust for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted in connection with the Issuer's equity incentive plan.
- F2These shares are indirectly owned by Mr. Hagerman as the trustee of the Philip R. Hagerman Revocable Trust, the Philip R. Hagerman Living Trust, The JH GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, and the JH Marital Trust.
- F3Jocelyn Hagerman is Mr. Hagerman's wife. These shares are indirectly owned by her as a trustee of the 2007 Hagerman Family GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Jocelyn Hagerman Living Trust, and the PH Marital Trust.