SEC Form 4 · accession 0001596771-16-000170
Diplomat Pharmacy, Inc. · DPLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Rice
Officer — EVP of Operations
Period of report
Dec 5, 2016
Accepted (ET)
Dec 9, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610092
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option to Acquire Common StockF1 | $14.40 | Dec 5, 2016 | A | 100,000 | A | — | Dec 5, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option will vest in annual increments of 25% of the option grant beginning on the one-year anniversary of the grant date.