SEC Form 4 · accession 0000899243-17-020716
Blue Buffalo Pet Products, Inc. · BUFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Nathenson
Officer — EVP, CFO and Treasurer
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | M | 50,000 | $5.60 | A | 50,000 | D | |
| Common Stock | Aug 17, 2017 | S | 50,000 | $25.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.60 | Aug 17, 2017 | M | 50,000 | D | — | Dec 18, 2022 | Common Stock | 50,000 | 689,542 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Reflects an initial option grant with respect to 803,300 shares that vests in five equal annual installments beginning on December 18, 2013.