SEC Form 4 · accession 0001247524-18-000170
National Commerce Corp · NCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Murray IV
Officer — Chairman of the Board and CEO · Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | M | 23,500 | $14.57 | A | 85,060 | D | |
| Common Stck | Dec 19, 2018 | F | 13,922 | $34.44 | D | 71,138 | D | |
| Common Stock | holding | — | — | — | 20,512 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,663 | I | By the reporting person's daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $14.57 | Dec 19, 2018 | M | 23,500 | D | Dec 31, 2011 | Dec 31, 2021 | Common Stock | 23,500 | 0 | D |