SEC Form 4/A · accession 0001247524-15-000039
National Commerce Corp · NCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
C Phillip McWane
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 22, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | J | 359,839 | $0.00 | A | 359,906 | D | |
| Common Stock | Dec 31, 2014 | J | 971,195 | $0.00 | A | 971,195 | I | By the Charles Phillip McWane 2011 Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from Charles Investment Group, LLC ("CIG") to its members of the shares of Common Stock of the issuer owned by CIG. In a prior report, the reporting person reported these shares as indirectly held by CIG.
- F2This amended Form 4 is being filed to report shares of Common Stock of the issuer held by the Charles Phillip McWane 2011 Grantor Retained Annuity Trust (the "GRAT"), which were acquired by the GRAT in the pro rata distribution from CIG to its members of the shares of Common Stock of the issuer owned by CIG. The reporting person exercises sole voting power and shared dispositive power as to the shares of Common Stock of the issuer held by the GRAT. In a prior report (as amended), the reporting person reported these shares as indirectly held by CIG.