SEC Form 4 · accession 0001127602-15-013360
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris J Pappas
Director · 10% Owner
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 12:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | Apr 1, 2015 | A | 3,589 | $5.225 | A | 3,639,572 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 4/01/2018 or the date of the director's resignation or retirement.