SEC Form 4 · accession 0001127602-15-003386
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher James Pappas
Officer — President and CEO · Director · 10% Owner
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | P | 200 | $4.73 | A | 3,489,502 | D | |
| Common Stock | Jan 28, 2015 | P | 1,599 | $4.75 | A | 3,491,101 | D | |
| Common Stock | Jan 28, 2015 | P | 3,742 | $4.80 | A | 3,494,843 | D | |
| Common Stock | Jan 28, 2015 | P | 7,300 | $4.82 | A | 3,502,143 | D | |
| Common Stock | Jan 28, 2015 | P | 3,100 | $4.83 | A | 3,505,243 | D | |
| Common Stock | Jan 29, 2015 | P | 100 | $4.81 | A | 3,505,343 | D | |
| Common Stock | Jan 29, 2015 | P | 200 | $4.82 | A | 3,505,543 | D | |
| Common Stock | Jan 29, 2015 | P | 2,200 | $4.83 | A | 3,507,743 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.