SEC Form 4 · accession 0000016099-19-000007
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris J Pappas
Director · 10% Owner
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | Jan 1, 2019 | A | 13,655 | $1.19 | A | 4,419,640 | D | |
| Common Stock | holding | — | — | — | 1,071,830 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2022 or the date of the director's resignation or retirement.