SEC Form 4 · accession 0000016099-18-000115
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris J Pappas
Director · 10% Owner
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | Oct 1, 2018 | A | 11,095 | $1.69 | A | 4,405,985 | D | |
| Common Stock | holding | — | — | — | 1,071,830 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2021 or the date of the director's resignation or retirement.