SEC Form 4 · accession 0000016099-18-000028
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris J Pappas
Director · 10% Owner
Period of report
Jan 23, 2018
Accepted (ET)
Feb 8, 2018 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | M | 7,500 | $0.00 | A | 4,306,104 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jan 23, 2018 | M | 7,500 | D | — | — | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Shares acquired with the vesting of restricted stock units.
- F2The restricted stock units were granted on January 23, 2015 with a three year restriction and vested on January 23, 2018. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock.