SEC Form 4 · accession 0000016099-17-000053
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher James Pappas
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 6, 2017
Accepted (ET)
Jun 7, 2017 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | P | 200 | $3.20 | A | 4,267,559 | D | |
| Common Stock | Jun 6, 2017 | P | 1,800 | $3.21 | A | 4,269,359 | D | |
| Common Stock | Jun 6, 2017 | P | 800 | $3.22 | A | 4,270,159 | D | |
| Common Stock | Jun 6, 2017 | P | 200 | $3.23 | A | 4,270,359 | D | |
| Common Stock | Jun 6, 2017 | P | 600 | $3.24 | A | 4,270,959 | D | |
| Common Stock | Jun 6, 2017 | P | 1,700 | $3.25 | A | 4,272,659 | D | |
| Common Stock | Jun 6, 2017 | P | 5 | $3.28 | A | 4,272,664 | D | |
| Common Stock | Jun 6, 2017 | P | 490 | $3.29 | A | 4,273,154 | D | |
| Common Stock | Jun 6, 2017 | P | 3,650 | $3.30 | A | 4,276,804 | D | |
| Common Stock | Jun 6, 2017 | P | 2,700 | $3.31 | A | 4,279,504 | D | |
| Common Stock | Jun 6, 2017 | P | 155 | $3.32 | A | 4,279,659 | D | |
| Common Stock | Jun 6, 2017 | P | 605 | $3.34 | A | 4,280,264 | D | |
| Common Stock | Jun 6, 2017 | P | 395 | $3.35 | A | 4,280,659 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.