SEC Form 4 · accession 0000016099-17-000051
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher James Pappas
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | P | 2,237 | $2.94 | A | 4,182,096 | D | |
| Common Stock | Jun 2, 2017 | P | 1,385 | $2.95 | A | 4,183,481 | D | |
| Common Stock | Jun 2, 2017 | P | 100 | $2.97 | A | 4,183,581 | D | |
| Common Stock | Jun 2, 2017 | P | 4,991 | $2.98 | A | 4,188,572 | D | |
| Common Stock | Jun 2, 2017 | P | 2,000 | $3.04 | A | 4,190,572 | D | |
| Common Stock | Jun 2, 2017 | P | 4,287 | $3.05 | A | 4,194,859 | D | |
| Common Stock | Jun 5, 2017 | P | 2,500 | $3.03 | A | 4,197,359 | D | |
| Common Stock | Jun 5, 2017 | P | 2,500 | $3.05 | A | 4,199,859 | D | |
| Common Stock | Jun 5, 2017 | P | 1,500 | $3.07 | A | 4,201,359 | D | |
| Common Stock | Jun 5, 2017 | P | 2,000 | $3.10 | A | 4,203,359 | D | |
| Common Stock | Jun 5, 2017 | P | 3,500 | $3.11 | A | 4,206,859 | D | |
| Common Stock | Jun 5, 2017 | P | 6,700 | $3.13 | A | 4,213,559 | D | |
| Common Stock | Jun 5, 2017 | P | 8,500 | $3.14 | A | 4,222,059 | D | |
| Common Stock | Jun 5, 2017 | P | 45,300 | $3.15 | A | 4,267,359 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.