SEC Form 4 · accession 0000016099-17-000009
LUBYS INC · LUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harris J Pappas
Director · 10% Owner
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | Jan 1, 2017 | A | 4,412 | $4.25 | A | 3,892,738 | D | |
| Common Stock | holding | — | — | — | 1,067,197 | I | By Pappas Restaurants Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2020 or the date of the director's resignation or retirement.