SEC Form 4 · accession 0001609711-16-000301
GoDaddy Inc. · GDDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Carroll
Officer — EVP - International
Period of report
Nov 4, 2016
Accepted (ET)
Nov 4, 2016 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per share | Nov 4, 2016 | M | 33,600 | $7.9023 | A | 33,863 | D | |
| Class A Common Stock, par value $0.001 per share | Nov 4, 2016 | M | 13,400 | $7.9023 | A | 47,263 | D | |
| Class A Common Stock, par value $0.001 per share | Nov 4, 2016 | M | 10,000 | $7.9023 | A | 57,263 | D | |
| Class A Common Stock, par value $0.001 per shareF2 | Nov 4, 2016 | S | 57,000 | $32.1879 | D | 263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $7.9023 | Nov 4, 2016 | M | 33,600 | D | Mar 3, 2016 | May 16, 2023 | Class A Common Stock, par value $0.001 per share | 33,600 | 0 | D |
| Employee Stock Option (right to buy)F4 | $7.9023 | Nov 4, 2016 | M | 13,400 | D | Feb 4, 2015 | May 16, 2023 | Class A Common Stock, par value $0.001 per share | 13,400 | 0 | D |
| Employee Stock Option (right to buy)F5 | $7.9023 | Nov 4, 2016 | M | 10,000 | D | — | May 16, 2023 | Class A Common Stock, par value $0.001 per share | 10,000 | 100,800 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $31.75 to $33.19 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3100% of the shares underlying the option vested on March 3, 2016.
- F4100% of the shares underlying the option vested on February 4, 2015.
- F520% of the shares underlying the option vested on each of April 2, 2014, 2015 and 2016. The remaining shares shall vest in 2 equal annual installments thereafter.