SEC Form 4 · accession 0000950142-18-000486
CDK Global, Inc. · CDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L. Mathews
Officer — EVP, North American Sales
Period of report
Feb 21, 2018
Accepted (ET)
Feb 22, 2018 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 2,757 | $15.095 | A | 48,520 | D | |
| Common Stock | Feb 21, 2018 | S | 2,757 | $68.91 | D | 45,763 | D | |
| Common Stock | Feb 21, 2018 | M | 2,757 | $20.244 | A | 48,520 | D | |
| Common Stock | Feb 21, 2018 | S | 2,757 | $68.91 | D | 45,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.095 | Feb 21, 2018 | M | 2,757 | D | — | Sep 22, 2020 | Common Stock | 2,757 | 0 | D |
| Stock Option (Right to Buy)F1 | $20.244 | Feb 21, 2018 | M | 2,757 | D | — | Jan 25, 2022 | Common Stock | 2,757 | 0 | D |
Explanation of responses
- F1Grant had a graded vesting schedule. Date Exercisable varied for each vesting tranche.