SEC Form 4 · accession 0000950142-16-004477
CDK Global, Inc. · CDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred A Nietzel
Officer — EVP, CFO
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 9:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | F | 4,937 | $58.75 | D | 32,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $58.75 | Sep 8, 2016 | A | 15,107 | A | — | Sep 8, 2026 | Common Stock | 15,107 | 15,107 | D |
| Stock Option (Right to Buy)F2 | $58.75 | Sep 8, 2016 | A | 15,107 | A | — | Sep 8, 2026 | Common Stock | 15,107 | 15,107 | D |
Explanation of responses
- F1The options become exercisable in four equal installments on September 8, 2017, 2018, 2019 and 2020.
- F2The options become exercisable in four equal installments on September 8, 2018, 2019, 2020 and 2021.