SEC Form 4/A · accession 0000950142-15-000400
CDK Global, Inc. · CDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert N. Karp
Officer — VP & President, ARNA
Period of report
Nov 21, 2014
Accepted (ET)
Feb 17, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2014 | S | 400 | $37.99 | D | 58,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $14.29 | Nov 21, 2014 | M | 30,262 | D | — | Jan 26, 2015 | Common Stock | 30,262 | 0 | D |
| Stock Option (Right to Buy)F2,F3 | $14.76 | Nov 21, 2014 | M | 30,262 | D | — | Jan 26, 2016 | Common Stock | 30,262 | 0 | D |
| Stock Option (Right to Buy)F2,F3 | $15.57 | Nov 21, 2014 | M | 30,262 | D | — | Jan 26, 2017 | Common Stock | 30,262 | 0 | D |
Explanation of responses
- F1Multiple lots for the same price for this order have been combined.
- F2This amendment to Form 4 is being filed to revise the number of securities beneficially owned following the transactions reported in the above-referenced original Form 4.
- F3Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.