SEC Form 4 · accession 0001609351-18-000032
Spark Therapeutics, Inc. · ONCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Furey
Officer — Chief Operating Officer
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 2,277 | $49.74 | A | 2,277 | D | |
| Common Stock | Apr 17, 2018 | S | 2,277 | $82.50 | D | 0 | D | |
| Common Stock | Apr 18, 2018 | M | 11,000 | $49.74 | A | 11,000 | D | |
| Common StockF2 | Apr 18, 2018 | S | 11,000 | $82.53 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $49.74 | Apr 17, 2018 | M | 2,277 | D | — | Nov 30, 2026 | Common Stock | 2,277 | 137,723 | D |
| Employee Stock Option (right to buy)F3 | $49.74 | Apr 18, 2018 | M | 11,000 | D | — | Nov 30, 2026 | Common Stock | 11,000 | 126,723 | D |
Explanation of responses
- F1The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $82.68, inclusive. The reporting person undertakes to provide to Spark Therapeutics, Inc., any security holder of Spark Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.
- F325% vests December 1, 2017 and the remainder vests in equal quarterly installments over the following three years following December 1, 2017.