SEC Form 4 · accession 0001609351-18-000006
Spark Therapeutics, Inc. · ONCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Perez
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609351
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $55.76 | Jan 3, 2018 | A | 8,000 | A | — | Jan 2, 2028 | Common Stock | 8,000 | 8,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 3, 2018 | A | 3,000 | A | — | — | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F133% vests January 3, 2019 and the remainder vests in equal annual installments over the following two years.
- F2Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutic common stock.
- F3The restricted stock units vest in three equal annual installments beginning January 3, 2019. Vested shares will be delivered to the reporting person annually on the vesting date.