SEC Form 5 · accession 0001609253-17-000007
California Resources Corp · CRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Barnes
Officer — EVP - Operations
Period of report
Dec 31, 2016
Accepted (ET)
Jan 31, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 1, 2016 | J | 52 | $16.08 | D | 1,675 | I | By wife |
| Common Stock | holding | — | — | — | 40,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects required termination of participation in investment fund under Occidental Petroleum Corporation (Oxy) 401(k) plan, which included the liquidation of a small residual interest in California Resources Corporation (CRC) shares previously distributed in the spin-off of CRC to holders under the plan of interests in Oxy stock.
- F2Includes 250 shares acquired under CRC's Employee Stock Purchase Plan on each of September 30, 2016 and December 31, 2016, respectively.