SEC Form 4 · accession 0001144204-15-011820
C1 Financial, Inc. · BNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil D Grossman
Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 23, 2015 | P | 300 | $16.57 | A | 109,500 | D | |
| Common stock | Feb 23, 2015 | P | 200 | $16.66 | A | 109,700 | D | |
| Common stock | Feb 23, 2015 | P | 200 | $16.65 | A | 109,900 | D | |
| Common stock | Feb 23, 2015 | P | 600 | $16.49 | A | 110,500 | D | |
| Common stock | Feb 23, 2015 | P | 100 | $16.58 | A | 110,600 | D | |
| Common stock | Feb 23, 2015 | P | 1,100 | $16.56 | A | 111,700 | D | |
| Common stock | Feb 23, 2015 | P | 300 | $16.53 | A | 112,000 | D | |
| Common stock | Feb 23, 2015 | P | 2,200 | $16.41 | A | 114,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In Mr. Grossman's Form 4 dated August 19, 2014, the number of shares held directly was reported as 109,198. The correct number of shares held directly as of the date of the Form 4 is 109,200. This change in shares was due to the number of shares held directly reported in Mr. Grossman's Form 3, which was 107,140. The correct number of shares held directly as of the date of the Form 3 is 107,142. The change in the number of shares from the original Form 3 was the result of rounding differences in fractional shares.