SEC Form 4 · accession 0001209191-19-011883
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George P Joyce
Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 21, 2019 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | M | 1,736 | $5.4638 | A | 7,515 | D | |
| Common Stock | holding | — | — | — | 11,888 | I | By IRA | |
| Common Stock | holding | — | — | — | 100,000 | I | By POA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.4638 | holding | — | — | — | Jun 23, 2012 | Jun 23, 2021 | Common Stock | 6,500 | 6,500 | D |
| Stock Options | $11.35 | holding | — | — | — | May 6, 2017 | May 6, 2026 | Common Stock | 8,787 | 17,023 | D |