SEC Form 4 · accession 0001209191-19-009157
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Schneider
Officer — President and CEO
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 9:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2019 | M | 2,091 | $5.4638 | A | 23,164 | D | |
| Common StockF1 | Feb 11, 2019 | M | 2,091 | $14.0003 | D | 21,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.4638 | Feb 11, 2019 | M | 2,091 | D | Jun 23, 2012 | Jun 23, 2021 | Common Stock | 2,091 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $14.00 to $14.01. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.