SEC Form 4 · accession 0001209191-18-019485
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Mervine
Officer — Senior Vice President
Period of report
Mar 14, 2018
Accepted (ET)
Mar 14, 2018 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2018 | M | 1,004 | $5.4638 | A | 12,445 | D | |
| Common Stock | Mar 12, 2018 | M | 1,004 | $15.45 | D | 11,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.4638 | Mar 12, 2018 | M | 1,004 | D | Jun 23, 2012 | Jun 23, 2021 | Common Stock | 1,004 | 12,879 | D |