SEC Form 3 · accession 0001209191-18-011170
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G. Butkowski Jr.
Officer — First Vice President
Period of report
Feb 20, 2018
Accepted (ET)
Feb 20, 2018 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,800 | D | ||
| Common Stock | holding | — | — | — | 5,880 | I | By 401(K) | |
| Common Stock | holding | — | — | — | 6,500 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,787 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $11.35 | holding | — | — | — | May 6, 2017 | May 6, 2026 | Common Stock | 2,636 | — | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on May 6, 2017