SEC Form 4 · accession 0001209191-18-010260
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Mervine
Officer — Senior Vice President
Period of report
Feb 15, 2018
Accepted (ET)
Feb 15, 2018 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2018 | M | 2,500 | $5.4638 | A | 13,941 | D | |
| Common Stock | Feb 12, 2018 | M | 2,500 | $15.26 | D | 11,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.4638 | Feb 12, 2018 | M | 2,500 | D | Jun 23, 2012 | Jun 23, 2021 | Common Stock | 2,500 | 15,737 | D |