SEC Form 4 · accession 0001140361-16-068698
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam C. Gagas
Director
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2016 | P | 1,000 | $11.60 | A | 14,300 | I | By IRA |
| Common Stock | holding | — | — | — | 11,465 | D | ||
| Common Stock | holding | — | — | — | 149,664 | I | By POA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.35 | holding | — | — | — | May 6, 2017 | May 6, 2026 | Common Stock | 8,787 | 8,787 | D |
| Stock Options | $11.09 | holding | — | — | — | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 8,236 | 8,236 | D |