SEC Form 4 · accession 0001140361-16-064027
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Phillips
Officer — Senior Vice President
Period of report
Mar 31, 2016
Accepted (ET)
May 9, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $11.02 | Mar 31, 2016 | A | 22,237 | A | Mar 31, 2017 | Mar 31, 2026 | Common Stock | 22,237 | 22,237 | D |
Explanation of responses
- F1(1) Stock options vest at a rate of 20% per year commencing on March 31, 2017