SEC Form 5 · accession 0001140361-16-050983
Pathfinder Bancorp, Inc. · PBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Schneider
Officer — Chief Executive Officer
Period of report
May 15, 2015
Accepted (ET)
Feb 9, 2016 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001609065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | P | 133 | $11.25 | A | 8,905 | D | |
| Common Stock | holding | — | — | — | 9,484 | I | By ESOP | |
| Common Stock | holding | — | — | — | 23,262 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.