SEC Form 4 · accession 0000899243-16-024659
Civitas Solutions, Inc. · CIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Michael Cohen
Officer — Chief Information Officer
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | F | 1,959 | $21.13 | D | 74,296 | D | |
| Common StockF3 | Jul 5, 2016 | S | 5,000 | $20.75 | D | 69,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the payment of taxes incurred by the reporting person as a result of partial vesting of restricted stock units granted on September 16, 2014.
- F2The sales reported in this transaction were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2016.
- F3The transaction was executed in multiple trades at prices ranging from $20.56 to $20.91. The price reported above reflects the weighted average sales price. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.