SEC Form 4 · accession 0001144204-16-139071
Terrapin 3 Acquisition Corp · TRTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Arora
Officer — Chief Executive Officer · Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 8, 2016 | P | 100 | $9.92 | A | 100 | I | See footnote |
| Class F Common StockF1 | holding | — | — | — | 117,186 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class F common stock held by Noyac Path LLC, acquired pursuant to a certain Securities Subscription Agreement, dated December 31, 2013, by and between the Company and Noyac Path LLC. The sole member of Noyac Path LLC is a trust of which Mr. Arora is settlor and a beneficiary. Mr. Arora disclaims beneficial ownership over any securities owned by Noyac Path LLC in which he does not have any pecuniary interest. Excludes beneficial interest in 410,304 shares of Class F common stock allocated to Mr. Arora and held by Terrapin Partners Employee Partnership 3, LLC.
- F2Represents shares of Class A common stock held by Noyac Path LLC.