SEC Form 4 · accession 0001144204-16-138645
Terrapin 3 Acquisition Corp · TRTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Barudin
Officer — CFO and COO
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 9:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 6, 2016 | P | 200 | $10.00 | A | 900 | D | |
| Class A Common Stock | Dec 6, 2016 | P | 700 | $10.02 | A | 900 | D | |
| Class F Common StockF1 | holding | — | — | — | 78,124 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class F common stock held by Periscope, LLC. Guy Barudin, the Chief Financial Officer of the Company, is the sole member of Periscope, LLC. Mr. Barudin has sole voting and dispositive control over such securities. Excludes beneficial interest in 334,321shares of Class F common stock allocated to Mr. Barudin and held by Terrapin Partners Employee Partnership 3, LLC.