SEC Form 4 · accession 0001144204-16-136799
Terrapin 3 Acquisition Corp · TRTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan H Kagan
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 23, 2016 | P | 5,000 | $10.05 | A | 5,000 | I | See footnote |
| Class F Common Stock | holding | — | — | — | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Trust U/W/O Robert Kagan Article Fifth for the benefit of a member of the reporting person's immediate family. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein.