SEC Form 4 · accession 0001209191-19-002578
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Waters Jr.
Officer — Chief Technology Officer
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 3, 2019 | S | 1,760 | $24.16 | D | 87,309 | D | |
| Common StockF2 | Jan 3, 2019 | S | 3,788 | $24.16 | D | 89,069 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- F2The shares were sold in one transaction at the price reported.