SEC Form 4 · accession 0001209191-19-001428
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Mays
Officer — CIO
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 2,650 | — | A | 37,669 | D | |
| Common StockF1 | Dec 31, 2018 | M | 8,058 | — | A | 45,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 31, 2018 | M | 8,058 | D | — | — | Common Stock | 8,058 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 31, 2018 | M | 2,650 | D | — | — | Common Stock | 2,650 | 0 | D |
| Restricted Stock UnitsF4,F5 | — | Jan 2, 2019 | A | 4,822 | A | — | — | Common Stock | 4,822 | 4,822 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2On February 28, 2018, the reporting person was granted Part A restricted stock units, which vested in full on December 31, 2018.
- F3On November 28, 2017, the reporting person was granted Part A restricted stock units, which vested 50% on September 28, 2018 and 50% on December 31, 2018.
- F4Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
- F5The restricted stock units vest in full on March 31, 2020.