SEC Form 4 · accession 0001209191-18-053492
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Mays
Officer — CIO
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | M | 2,649 | — | A | 199,180 | D | |
| Common StockF1 | Sep 28, 2018 | M | 2,720 | — | A | 201,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 28, 2018 | M | 2,720 | D | — | — | Common Stock | 2,720 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 28, 2018 | M | 2,649 | D | — | — | Common Stock | 2,649 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2On September 27, 2017, the reporting person was granted Part A restricted stock units, which vested in full on September 28, 2018.
- F3On November 28, 2017, the reporting person was granted Part A restricted stock units, which vested 50% on September 28, 2018 and will vest 50% on December 31, 2018.