SEC Form 4 · accession 0001209191-18-053339
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W. Connor
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | M | 2,307 | — | A | 145,992 | D | |
| Common StockF3 | Oct 2, 2018 | S | 1,038 | $33.95 | A | 144,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock unitsF1,F4 | — | Sep 28, 2018 | M | 2,307 | D | — | — | Common Stock | 2,307 | 0 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2018.
- F3The shares were sold in one transaction at the price reported.
- F4On July 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on September 28, 2018.