SEC Form 4 · accession 0001209191-18-041792
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Steinfort
Officer — CFO
Period of report
Jun 29, 2018
Accepted (ET)
Jul 5, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | M | 4,159 | — | A | 11,694 | D | |
| Common StockF2 | Jun 29, 2018 | M | 1,931 | — | A | 13,625 | D | |
| Common StockF4 | Jul 3, 2018 | S | 1,188 | $37.10 | D | 12,437 | D | |
| Common StockF4 | Jul 5, 2018 | S | 542 | $37.77 | D | 11,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F5 | — | Jun 29, 2018 | M | 4,159 | D | — | — | Common Stock | 4,159 | 0 | D |
| Restricted Stock UnitsF2,F6 | — | Jun 29, 2018 | M | 1,931 | D | — | — | Common Stock | 1,931 | 0 | D |
Explanation of responses
- F1Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2Each Part B restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F3The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- F4The shares were sold in one transaction at the price reported.
- F5On May 22, 2017, the reporting person was granted Part A restricted stock units, which vested in full on June 29, 2018.
- F6On July 6, 2017, the reporting person was granted Part B restricted stock units, which vested in full on June 29, 2018.