SEC Form 4/A · accession 0001209191-18-037542
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John F Waters Jr.
Officer — Chief Technology Officer
Period of report
Jan 5, 2018
Accepted (ET)
Jun 13, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jan 5, 2018 | A | 2,330 | A | — | — | Common Stock | 2,330 | 2,330 | D |
Explanation of responses
- F1Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
- F2The number of restricted stock units acquired on January 5, 2018 and reported on Reporting Person's Form 4 on January 8, 2018 has changed from 4,659 to 2,330 due to a retroactive adjustment to Reporting Person's mix of compensation.
- F3The restricted stock units vest in full on March 31, 2019.