SEC Form 4 · accession 0001209191-18-001435
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nina Richardson
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | M | 1,310 | — | A | 8,152 | D | |
| Common StockF3 | Jan 2, 2018 | S | 655 | $36.76 | D | 7,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock unitsF1,F4 | — | Dec 29, 2017 | M | 1,310 | D | — | — | Common Stock | 1,310 | 0 | D |
Explanation of responses
- F1Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- F2The sales reported in this Form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2017 designed, in part, to cover taxes for the vesting of shares.
- F3The shares were sold in multiple transactions at the price reported.
- F4On October 4, 2017 the reporting person was granted Part C restricted stock units, which vested in full on December 29, 2017.