SEC Form 4 · accession 0001209191-18-001388
Zayo Group Holdings, Inc. · ZAYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Waters Jr.
Officer — Chief Technology Officer
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001608249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | M | 19,204 | — | A | 71,484 | D | |
| Common StockF2 | Dec 29, 2017 | M | 3,353 | — | A | 74,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 29, 2017 | M | 19,204 | D | — | — | Common Stock | 19,204 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Dec 29, 2017 | M | 3,353 | D | — | — | Common Stock | 3,353 | 0 | D |
Explanation of responses
- F1The number of shares of Common Stock having an aggregate value of $700,000 based upon the average close price of the Company's Common Stock over the last ten trading days prior to December 29, 2017.
- F2Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- F3On August 23, 2016, the reporting person was granted restricted stock units, which vested in full on December 29, 2017.
- F4On February 28, 2017, the reporting person was granted Part B restricted stock units, which vested in full on December 29, 2017.